Heyman William H's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Feb 4, 2022
- Accession no.
- 0001127602-22-003367
- Filed
- Feb 4, 2022
- Trade date
- Feb 2-3, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.98M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heyman William HCIK 0001198930 | Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Common Stock | MOption exerciseAcquired | +8,500 | $118.78 | +$1,009,630 | 253,760.9 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −1,500 | $169.75F1 | −$254,625 | 252,260.9 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −4,000 | $171.88F2 | −$687,520 | 248,260.9 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −3,000 | $172.75F3 | −$518,250 | 245,260.9 | Direct | |
| Feb 3, 2022 | Common Stock | MOption exerciseAcquired | +3,000 | $118.78 | +$356,340 | 248,260.9 | Direct | |
| Feb 3, 2022 | Common Stock | SSaleDisposed | −3,000 | $173.50F4 | −$520,500 | 245,260.9 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Common Stock | MOption exerciseDisposed | −8,500 | $0.00 | $0 | 16,513 | Direct | |
| Feb 3, 2022 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 13,513 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for increments ranging from $169.74 to $169.80. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for increments ranging from $171.50 to $172.25. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sales price for increments ranging from $172.50 to $173.00. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sales price for increments ranging from $173.25 to $173.75. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.