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Polk Dennis's Form 4 filing

TD Synnex Corp (SNX) · filed Feb 3, 2022

Accession no.
0001127602-22-003225
Filed
Feb 3, 2022
Trade date
Feb 1, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 30 non-derivative transactions and 2 derivative transactions. Open-market sales total $333.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Polk DennisCIK 0001270710Director, Officer (Executive Chair)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 1, 2022Common StockMOption exerciseAcquired+2,098$32.18+$67,513.64153,251Direct
Feb 1, 2022Common StockMOption exerciseAcquired+1,902$38.89+$73,968.78155,153Direct
Feb 1, 2022Common StockSSaleDisposed−100$104.43−$10,443155,053Direct
Feb 1, 2022Common StockSSaleDisposed−100$104.39−$10,439154,953Direct
Feb 1, 2022Common StockSSaleDisposed−100$104.36−$10,436154,853Direct
Feb 1, 2022Common StockSSaleDisposed−100$104.34−$10,434154,753Direct
Feb 1, 2022Common StockSSaleDisposed−100$104.30−$10,430154,653Direct
Feb 1, 2022Common StockSSaleDisposed−200$104.29−$20,858154,453Direct
Feb 1, 2022Common StockSSaleDisposed−95$104.28−$9,906.6154,358Direct
Feb 1, 2022Common StockSSaleDisposed−100$104.26−$10,426154,258Direct
Feb 1, 2022Common StockSSaleDisposed−100$104.25−$10,425154,158Direct
Feb 1, 2022Common StockSSaleDisposed−100$104.22−$10,422154,058Direct
Feb 1, 2022Common StockSSaleDisposed−5$104.14−$520.7154,053Direct
Feb 1, 2022Common StockSSaleDisposed−100$104.12−$10,412153,953Direct
Feb 1, 2022Common StockSSaleDisposed−100$104.10−$10,410153,853Direct
Feb 1, 2022Common StockSSaleDisposed−200$104.08−$20,816153,653Direct
Feb 1, 2022Common StockSSaleDisposed−100$104.06−$10,406153,553Direct
Feb 1, 2022Common StockSSaleDisposed−100$104.04−$10,404153,453Direct
Feb 1, 2022Common StockSSaleDisposed−100$104.02−$10,402153,353Direct
Feb 1, 2022Common StockSSaleDisposed−100$103.99−$10,399153,253Direct
Feb 1, 2022Common StockSSaleDisposed−100$103.97−$10,397153,153Direct
Feb 1, 2022Common StockSSaleDisposed−200$103.96−$20,792152,953Direct
Feb 1, 2022Common StockSSaleDisposed−219$103.95−$22,765.05152,734Direct
Feb 1, 2022Common StockSSaleDisposed−181$103.94−$18,813.14152,553Direct
Feb 1, 2022Common StockSSaleDisposed−100$103.94−$10,394152,453Direct
Feb 1, 2022Common StockSSaleDisposed−100$103.93−$10,393152,353Direct
Feb 1, 2022Common StockSSaleDisposed−100$103.92−$10,392152,253Direct
Feb 1, 2022Common StockSSaleDisposed−200$103.91−$20,782152,053Direct
Feb 1, 2022Common StockSSaleDisposed−100$103.84−$10,384151,953Direct
Feb 1, 2022Common StockSSaleDisposed−4$103.78−$415.12151,949Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 1, 2022Common StockMOption exerciseDisposed−2,098$0.00$00Direct
Feb 1, 2022Common StockMOption exerciseDisposed−1,902$0.00$069,101Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)