Rodgers Steven Ralph's Form 4 filing
Intel CorpINTC · filed Feb 2, 2022
- Accession no.
- 0001127602-22-003098
- Filed
- Feb 2, 2022
- Trade date
- Jan 31-Feb 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.29M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rodgers Steven RalphCIK 0001741659 | Officer (EVP General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2022 | Common Stock | MOption exerciseAcquired | +56,030 | –F1 | – | 163,280 | Direct | |
| Jan 31, 2022 | Common Stock | FTax withholdingDisposed | −25,772 | $48.09 | −$1,239,375.48 | 137,508 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −3,863 | $48.81 | −$188,553.03 | 133,645 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −22,900 | $48.27 | −$1,105,383 | 110,745 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2022 | Common Stock | MOption exerciseDisposed | −107,338 | –F1 | – | 0 | Direct | |
| Jan 31, 2022 | Common Stock | AGrant or awardAcquired | +84,652 | –F4 | – | 84,652 | Direct | |
| Jan 31, 2022 | Common Stock | AGrant or awardAcquired | +84,652 | –F5 | – | 84,652 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each performance-based stock unit (PSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock. The number of shares of Intel common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning with the first day of the fiscal year of the grant date and ending on the last day of the fiscal year of the second anniversary of the grant date.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F4
Unless earlier forfeited under the terms of the PSU, each PSU vests and converts into no more than 200% of one share of Intel common stock on January 31, 2025, unless that date falls on a non-business date, in which case the next business date shall apply.
Referenced by the price of 1 transaction in Table II.
- F5
Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation (the "Company") common stock.
Referenced by the price of 1 transaction in Table II.