Marrs Anna's Form 4 filing
American Express Co (AXP) · filed Feb 1, 2022
- Accession no.
- 0001127602-22-002879
- Filed
- Feb 1, 2022
- Trade date
- Jan 29-31, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 3 days after the trade.
This filing was later replaced by the amendment 0001127602-22-003000 (Feb 2, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marrs AnnaCIK 0001753557 | Officer (Group Pres., GCS and CFR) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2022 | Common Stock | AGrant or awardAcquired | +30,507 | $177.06 | +$5,401,569.42 | 36,482 | Direct | |
| Jan 29, 2022 | Common Stock | DReturned to the companyDisposed | −17,106 | $177.06 | −$3,028,788.36 | 19,376 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2022 | Common Stock | AGrant or awardAcquired | +32,948 | $0.00 | $0 | 32,948 | Direct | |
| Jan 31, 2022 | Common Stock | SSaleDisposed | −29,982 | $177.14 | −$5,311,011.48 | 2,966 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.