Falzon Robert's Form 4 filing
Prudential Financial Inc (PFH) · filed Jan 10, 2022
- Accession no.
- 0001127602-22-001249
- Filed
- Jan 10, 2022
- Trade date
- Jan 7, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.94M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Falzon RobertCIK 0001256465 | Officer (EVP and Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2022 | Common Stock | MOption exerciseAcquired | +7,504 | $84.53 | +$634,313.12 | 99,692 | Direct | |
| Jan 7, 2022 | Common Stock | SSaleDisposed | −7,031 | $115.00 | −$808,565 | 92,661 | Direct | |
| Jan 7, 2022 | Common Stock | MOption exerciseAcquired | +10,687 | $78.08 | +$834,440.96 | 103,348 | Direct | |
| Jan 7, 2022 | Common Stock | SSaleDisposed | −9,869 | $115.00 | −$1,134,935 | 93,479 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2022 | Common Stock | MOption exerciseDisposed | −7,504 | $0.00 | $0 | 0 | Direct | |
| Jan 7, 2022 | Common Stock | MOption exerciseDisposed | −10,687 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.