Johnson James William's Form 4 filing
Chevron Corp (CVX) · filed Jan 6, 2022
- Accession no.
- 0001127602-22-001104
- Filed
- Jan 6, 2022
- Trade date
- Jan 4-5, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $5.57M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Johnson James WilliamCIK 0001595948 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2022 | Common Stock | MOption exerciseAcquired | +7,500 | $116.45 | +$873,375 | 7,500 | Direct | |
| Jan 4, 2022 | Common Stock | MOption exerciseAcquired | +7,500 | $116.00 | +$870,000 | 15,000 | Direct | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −15,000 | $120.88F2 | −$1,813,200 | 0 | Direct | |
| Jan 5, 2022 | Common Stock | MOption exerciseAcquired | +15,500 | $116.45 | +$1,804,975 | 15,500 | Direct | |
| Jan 5, 2022 | Common Stock | MOption exerciseAcquired | +15,000 | $116.00 | +$1,740,000 | 30,500 | Direct | |
| Jan 5, 2022 | Common Stock | SSaleDisposed | −30,500 | $123.21F3 | −$3,757,905 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2022 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 62,500 | Direct | |
| Jan 4, 2022 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 75,000 | Direct | |
| Jan 5, 2022 | Common Stock | MOption exerciseDisposed | −15,500 | $0.00 | $0 | 47,000 | Direct | |
| Jan 5, 2022 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 60,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $120.64 to $121.12. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $122.96 to $123.45. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.