Lowrey Charles F's Form 4 filing
Prudential Financial Inc (PFH) · filed Dec 29, 2021
- Accession no.
- 0001127602-21-031974
- Filed
- Dec 29, 2021
- Trade date
- Dec 28, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $10.3M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lowrey Charles FCIK 0001512629 | Director, Officer (Chief Executive Officer), Other: Chairman of the Board |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 28, 2021 | Common Stock | MOption exerciseAcquired | +45,478 | $78.08 | +$3,550,922.24 | 141,234 | Direct | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −42,764 | $110.00 | −$4,704,040 | 98,470 | Direct | |
| Dec 28, 2021 | Common Stock | MOption exerciseAcquired | +38,962 | $84.53 | +$3,293,457.86 | 137,432 | Direct | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −37,130 | $110.00 | −$4,084,300 | 100,302 | Direct | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −14,000 | $110.00 | −$1,540,000 | 86,302 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 28, 2021 | Common Stock | MOption exerciseDisposed | −45,478 | $0.00 | $0 | 0 | Direct | |
| Dec 28, 2021 | Common Stock | MOption exerciseDisposed | −38,962 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.