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Patterson Gavin's Form 4 filing

Salesforce, Inc. (CRM) · filed Dec 22, 2021

Accession no.
0001127602-21-031817
Filed
Dec 22, 2021
Trade date
Dec 22, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $14.5M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Patterson GavinCIK 0001815735Officer (Pres. & Chief Revenue Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 22, 2021Common StockMOption exerciseAcquired+32,416$191.65+$6,212,526.442,960Direct
Dec 22, 2021Common StockMOption exerciseAcquired+24,936$154.14+$3,843,635.0467,896Direct
Dec 22, 2021Common StockSSaleDisposed−4,140$250.09F2−$1,035,372.663,756Direct
Dec 22, 2021Common StockSSaleDisposed−15,558$251.14F3−$3,907,236.1248,198Direct
Dec 22, 2021Common StockSSaleDisposed−14,464$252.09F4−$3,646,229.7633,734Direct
Dec 22, 2021Common StockSSaleDisposed−14,157$252.88F5−$3,580,022.1619,577Direct
Dec 22, 2021Common StockSSaleDisposed−9,033$253.73−$2,291,943.0910,544Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 22, 2021Common StockMOption exerciseDisposed−32,416$0.00$054,026Direct
Dec 22, 2021Common StockMOption exerciseDisposed−24,936$0.00$034,909Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Weighted average price. These shares were sold in multiple transactions at prices ranging from $249.5100 to $250.5000 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Referenced by the price of 1 transaction in Table I.

F3

Weighted average price. These shares were sold in multiple transactions at prices ranging from $250.5100 to $251.5000 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Referenced by the price of 1 transaction in Table I.

F4

Weighted average price. These shares were sold in multiple transactions at prices ranging from $251.5100 to $252.5000 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Referenced by the price of 1 transaction in Table I.

F5

Weighted average price. These shares were sold in multiple transactions at prices ranging from $252.5200 to $253.4800 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)