Klein Barbara A's Form 4 filing
CMC Materials, Inc. (CCMP) · filed Dec 22, 2021
- Accession no.
- 0001127602-21-031803
- Filed
- Dec 22, 2021
- Trade date
- Dec 22, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $5.12M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klein Barbara ACIK 0001116705 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2021 | Common Stock | MOption exerciseAcquired | +6,000 | $35.47 | +$212,820 | 30,015 | Direct | |
| Dec 22, 2021 | Common Stock | SSaleDisposed | −6,000 | $185.23 | −$1,111,380 | 24,015 | Direct | |
| Dec 22, 2021 | Common Stock | MOption exerciseAcquired | +6,000 | $44.88 | +$269,280 | 30,015 | Direct | |
| Dec 22, 2021 | Common Stock | SSaleDisposed | −6,000 | $185.23 | −$1,111,380 | 24,015 | Direct | |
| Dec 22, 2021 | Common Stock | MOption exerciseAcquired | +6,000 | $51.57 | +$309,420 | 30,015 | Direct | |
| Dec 22, 2021 | Common Stock | SSaleDisposed | −6,000 | $185.23 | −$1,111,380 | 24,015 | Direct | |
| Dec 22, 2021 | Common Stock | MOption exerciseAcquired | +9,638 | $39.29 | +$378,677.02 | 33,653 | Direct | |
| Dec 22, 2021 | Common Stock | SSaleDisposed | −9,638 | $185.23 | −$1,785,246.74 | 24,015 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2021 | Common Stock | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 0 | Direct | |
| Dec 22, 2021 | Common Stock | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 0 | Direct | |
| Dec 22, 2021 | Common Stock | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 0 | Direct | |
| Dec 22, 2021 | Common Stock | MOption exerciseDisposed | −9,638 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.