Mumford Colleen Elizabeth's Form 4 filing
CMC Materials, Inc. (CCMP) · filed Dec 20, 2021
- Accession no.
- 0001127602-21-031618
- Filed
- Dec 20, 2021
- Trade date
- Dec 20, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 7 derivative transactions. Open-market sales total $1.28M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mumford Colleen ElizabethCIK 0001789945 | Officer (VP, Marketing & Communications) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 | Common Stock | MOption exerciseAcquired | +363 | $46.45 | +$16,861.35 | 3,173 | Direct | |
| Dec 20, 2021 | Common Stock | SSaleDisposed | −363 | $184.63 | −$67,020.69 | 2,810 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseAcquired | +1,324 | $42.37 | +$56,097.88 | 4,134 | Direct | |
| Dec 20, 2021 | Common Stock | SSaleDisposed | −1,324 | $184.63 | −$244,450.12 | 2,810 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseAcquired | +2,740 | $60.27 | +$165,139.8 | 5,550 | Direct | |
| Dec 20, 2021 | Common Stock | SSaleDisposed | −2,740 | $184.63 | −$505,886.2 | 2,810 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseAcquired | +774 | $92.57 | +$71,649.18 | 3,584 | Direct | |
| Dec 20, 2021 | Common Stock | SSaleDisposed | −774 | $184.63 | −$142,903.62 | 2,810 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseAcquired | +624 | $101.73 | +$63,479.52 | 3,434 | Direct | |
| Dec 20, 2021 | Common Stock | SSaleDisposed | −624 | $184.63 | −$115,209.12 | 2,810 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseAcquired | +596 | $127.48 | +$75,978.08 | 3,406 | Direct | |
| Dec 20, 2021 | Common Stock | SSaleDisposed | −596 | $184.63 | −$110,039.48 | 2,810 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseAcquired | +521 | $145.58 | +$75,847.18 | 3,331 | Direct | |
| Dec 20, 2021 | Common Stock | SSaleDisposed | −521 | $184.63 | −$96,192.23 | 2,810 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 | Common Stock | MOption exerciseDisposed | −363 | $0.00 | $0 | 0 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseDisposed | −1,324 | $0.00 | $0 | 0 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseDisposed | −2,740 | $0.00 | $0 | 0 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseDisposed | −774 | $0.00 | $0 | 0 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseDisposed | −624 | $0.00 | $0 | 208 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseDisposed | −596 | $0.00 | $0 | 596 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseDisposed | −521 | $0.00 | $0 | 1,566 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.