Glastra Matthijs's Form 4 filing
Novanta Inc (NOVT) · filed Dec 15, 2021
- Accession no.
- 0001127602-21-030993
- Filed
- Dec 15, 2021
- Trade date
- Nov 15-Dec 13, 2021
- Filing delay
- 30 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.50M. It was filed 30 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Glastra MatthijsCIK 0001561438 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | GGiftDisposed | −2,995 | $0.00 | $0 | 144,358 | Direct | |
| Nov 15, 2021 | Common Stock | GGiftDisposed | −34,975 | $0.00 | $0 | 109,383 | Direct | |
| Nov 15, 2021 | Common Stock | GGiftAcquired | +34,975 | $0.00 | $0 | 34,975 | Indirect | |
| Dec 13, 2021 | Common Stock | SSaleDisposed | −5,021 | $166.17F3 | −$834,339.57 | 104,362 | Direct | |
| Dec 13, 2021 | Common Stock | SSaleDisposed | −7,060 | $166.92F4 | −$1,178,455.2 | 97,302 | Direct | |
| Dec 13, 2021 | Common Stock | SSaleDisposed | −2,919 | $167.70F5 | −$489,516.3 | 94,383 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $165.55 to $166.49. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $166.56 to $167.52. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $167.57 to $168.20. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Power of Attorney on file