Hui Peter's Form 4 filing
Enterprise Financial Services Corp (EFSC) · filed Dec 13, 2021
- Accession no.
- 0001127602-21-030801
- Filed
- Dec 13, 2021
- Trade date
- Dec 8-13, 2021
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.49M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hui PeterCIK 0001736754 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | Common Stock | JOtherDisposed | −31,000 | $0.00 | $0 | 453,248 | Direct | |
| Dec 8, 2021 | Common Stock | JOtherAcquired | +31,000 | $0.00 | $0 | 31,000 | Indirect | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −27,000 | $48.08 | −$1,298,160 | 4,000 | Indirect | |
| Dec 13, 2021 | Common Stock | SSaleDisposed | −4,000 | $47.55 | −$190,200 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | Common Stock | AGrant or awardAcquired | +144 | $0.00 | $0 | 1,848 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.