Johnson James William's Form 4 filing
Chevron Corp (CVX) · filed Dec 9, 2021
- Accession no.
- 0001127602-21-030631
- Filed
- Dec 9, 2021
- Trade date
- Dec 7-8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.78M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Johnson James WilliamCIK 0001595948 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | Common Stock | MOption exerciseAcquired | +7,500 | $116.00 | +$870,000 | 7,500 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −7,500 | $118.33F2 | −$887,475 | 0 | Direct | |
| Dec 8, 2021 | Common Stock | MOption exerciseAcquired | +7,500 | $116.45 | +$873,375 | 7,500 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −7,500 | $118.81F3 | −$891,075 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 82,500 | Direct | |
| Dec 8, 2021 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 70,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $118.32 to $118.35. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $118.78 to $118.95. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.