Haley John J's Form 4 filing
Willis Towers Watson PLCWTW · filed Dec 7, 2021
- Accession no.
- 0001127602-21-030495
- Filed
- Dec 7, 2021
- Trade date
- Dec 3, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.69M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Haley John JCIK 0001215018 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Ordinary Shares, nominal value $0.000304635 per share | MOption exerciseAcquired | +150,235 | $110.58 | +$16,612,986.3 | 424,376 | Direct | |
| Dec 3, 2021 | Ordinary Shares, nominal value $0.000304635 per share | FTax withholdingDisposed | −38,601 | $232.84 | −$8,987,856.84 | 385,775 | Direct | |
| Dec 3, 2021 | Ordinary Shares, nominal value $0.000304635 per share | FTax withholdingDisposed | −63,808 | $232.86 | −$14,858,330.88 | 321,967 | Direct | |
| Dec 3, 2021 | Ordinary Shares, nominal value $0.000304635 per share | SSaleDisposed | −7,900 | $230.55F3 | −$1,821,345 | 21,000 | Indirect | |
| Dec 3, 2021 | Ordinary Shares, nominal value $0.000304635 per share | SSaleDisposed | −12,879 | $231.78F4 | −$2,985,094.62 | 8,121 | Indirect | |
| Dec 3, 2021 | Ordinary Shares, nominal value $0.000304635 per share | SSaleDisposed | −7,107 | $232.29F5 | −$1,650,885.03 | 1,014 | Indirect | |
| Dec 3, 2021 | Ordinary Shares, nominal value $0.000304635 per share | SSaleDisposed | −1,014 | $233.28F6 | −$236,545.92 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Ordinary Shares, nominal value $0.000304635 per share | MOption exerciseDisposed | −150,235 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $229.97 to $230.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $230.97 to $231.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $231.97 to $232.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $232.97 to $233.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.