Fink Laurence's Form 4 filing
BlackRock, Inc. (BLK) · filed Dec 3, 2021
- Accession no.
- 0001127602-21-030281
- Filed
- Dec 3, 2021
- Trade date
- Dec 2, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $15.1M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fink LaurenceCIK 0001059245 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2021 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −3,170 | $919.12F1 | −$2,913,610.4 | 602,919 | Direct | |
| Dec 2, 2021 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −2,285 | $920.11F3 | −$2,102,451.35 | 600,634 | Direct | |
| Dec 2, 2021 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −9,394 | $921.49F4 | −$8,656,477.06 | 591,240 | Direct | |
| Dec 2, 2021 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −1,516 | $922.34F5 | −$1,398,267.44 | 589,724 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $918.67 to $919.65. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $919.69 to $920.42. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $921.09 to $921.96. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $922.13 to $922.4. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.