Walton S Robson's Form 4 filing
Walmart Inc. (WMT) · filed Dec 3, 2021
- Accession no.
- 0001127602-21-030277
- Filed
- Dec 3, 2021
- Trade date
- Dec 2-3, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $107.8M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walton S RobsonCIK 0001219112 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2021 | Common Stock | GGiftDisposed | −554,000 | $0.00F1 | $0 | 3,217,471.15 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −84,603 | $136.13F2 | −$11,517,006.39 | 299,683,509 | Indirect | Duplicate filing |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −85,771 | $137.08F3 | −$11,757,488.68 | 299,597,738 | Indirect | Duplicate filing |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −122,852 | $138.04F4 | −$16,958,490.08 | 299,474,886 | Indirect | Duplicate filing |
| Dec 3, 2021 | Common Stock | SSaleDisposed | −24,842 | $135.97F5 | −$3,377,766.74 | 299,450,044 | Indirect | Duplicate filing |
| Dec 3, 2021 | Common Stock | SSaleDisposed | −207,724 | $137.05F6 | −$28,468,574.2 | 299,242,320 | Indirect | Duplicate filing |
| Dec 3, 2021 | Common Stock | SSaleDisposed | −259,595 | $137.51F7 | −$35,696,908.45 | 298,982,725 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On December 2, 2021, the reporting person made a charitable gift of 554,000 shares of Common Stock.
Referenced by the price of 1 transaction in Table I.
- F2
This sale from the Walton Family Holdings Trust (the "Trust") was executed in multiple trades at prices ranging from $135.54 to $136.53, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This sale from the Trust was executed in multiple trades at prices ranging from $136.54 to $137.53, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This sale from the Trust was executed in multiple trades at prices ranging from $137.54 to $138.44, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This sale from the Trust was executed in multiple trades at prices ranging from $135.31 to $136.30, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This sale from the Trust was executed in multiple trades at prices ranging from $136.31 to $137.305, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This sale from the Trust was executed in multiple trades at prices ranging from $137.31 to $137.87, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.