Kelly Alfred F Jr's Form 4 filing
Visa Inc. (V) · filed Dec 1, 2021
- Accession no.
- 0001127602-21-029972
- Filed
- Dec 1, 2021
- Trade date
- Nov 30, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.76M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kelly Alfred F JrCIK 0001209454 | Director, Officer (CHAIRMAN & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Class A Common Stock | MOption exerciseAcquired | +3,000 | $80.82 | +$242,460 | 152,459 | Direct | |
| Nov 30, 2021 | Class A Common Stock | MOption exerciseAcquired | +3,000 | $109.82 | +$329,460 | 155,459 | Direct | |
| Nov 30, 2021 | Class A Common Stock | SSaleDisposed | −9,000 | $195.27 | −$1,757,430 | 146,459 | Direct | |
| Nov 30, 2021 | Class A Common Stock | MOption exerciseAcquired | +70,467 | –F2 | – | 216,926 | Direct | |
| Nov 30, 2021 | Class A Common Stock | FTax withholdingDisposed | −37,064 | $193.77 | −$7,181,891.28 | 179,862 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Class A Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 107,904 | Direct | |
| Nov 30, 2021 | Class A Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 153,728 | Direct | |
| Nov 30, 2021 | Class A Common Stock | AGrant or awardAcquired | +70,467 | –F2 | – | 70,467 | Direct | |
| Nov 30, 2021 | Class A Common Stock | MOption exerciseDisposed | −70,467 | –F2 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.
Referenced by the price of 1 transaction in Table I and 2 transactions in Table II.