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Morris Rhonda J's Form 4 filing

Chevron Corp (CVX) · filed Nov 30, 2021

Accession no.
0001127602-21-029874
Filed
Nov 30, 2021
Trade date
Nov 26, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.78M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Morris Rhonda JCIK 0001764758Officer (Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 26, 2021Common StockMOption exerciseAcquired+9,400$107.73+$1,012,66210,224Direct
Nov 26, 2021Common StockSSaleDisposed−9,400$114.06F3−$1,072,164824Direct
Nov 26, 2021Common StockMOption exerciseAcquired+6,200$107.73+$667,92635,086Indirect
Nov 26, 2021Common StockSSaleDisposed−6,200$114.03F6−$706,98628,886Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 26, 2021Common StockMOption exerciseDisposed−9,400$0.00$00Direct
Nov 26, 2021Common StockMOption exerciseDisposed−6,200$0.00$00Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

This transaction was executed in multiple trades at prices ranging from $114.00 to $114.14. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range provided.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $114.00 to $114.08. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range provided.

Referenced by the price of 1 transaction in Table I.

Remarks

Exhibit List: Exhibit 24 - Power of Attorney

Read the full filing on SEC EDGAR (opens in a new tab)