Hartz Gregory J's Form 4 filing
Tompkins Financial Corp (TMP) · filed Nov 29, 2021
- Accession no.
- 0001127602-21-029743
- Filed
- Nov 29, 2021
- Trade date
- Nov 19-21, 2021
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $160.3K. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hartz Gregory JCIK 0001384976 | Officer (EVP, Pres.&CEO Tompkins Trust) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Common Stock | SSaleDisposed | −1,934 | $82.89 | −$160,309.26 | 24,641.86 | Direct | |
| Nov 21, 2021 | Common Stock | FTax withholdingDisposed | −135 | $82.89 | −$11,190.15 | 24,506.86 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.