Marrs Anna's Form 4 filing
American Express Co (AXP) · filed Nov 29, 2021
- Accession no.
- 0001127602-21-029742
- Filed
- Nov 29, 2021
- Trade date
- Nov 24, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.47M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marrs AnnaCIK 0001753557 | Officer (Group Pres., GCS and CFR) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 24, 2021 | Common Stock | MOption exerciseAcquired | +21,572 | $102.73 | +$2,216,091.56 | 32,069 | Direct | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −19,880 | $171.22 | −$3,403,853.6 | 12,189 | Direct | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −6,214 | $171.22 | −$1,063,961.08 | 5,975 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 24, 2021 | Common Stock | MOption exerciseDisposed | −21,572 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.