Jassy Andrew R's Form 4 filing
Amazon Com Inc (AMZN) · filed Nov 17, 2021
- Accession no.
- 0001127602-21-029502
- Filed
- Nov 17, 2021
- Trade date
- Nov 15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jassy Andrew RCIK 0001374545 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +2,153 | $0.00 | $0 | 88,988 | Direct | |
| Nov 15, 2021 | Common Stock, par value $.01 per share | SSaleDisposed | −124 | $3,533.14F2 | −$438,109.36 | 88,864 | Direct | |
| Nov 15, 2021 | Common Stock, par value $.01 per share | SSaleDisposed | −224 | $3,535.04F3 | −$791,848.96 | 88,640 | Direct | |
| Nov 15, 2021 | Common Stock, par value $.01 per share | SSaleDisposed | −300 | $3,536.19F4 | −$1,060,857 | 88,340 | Direct | |
| Nov 15, 2021 | Common Stock, par value $.01 per share | SSaleDisposed | −200 | $3,537.06F5 | −$707,412 | 88,140 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −2,153 | $0.00 | $0 | 2,154 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price. The highest price at which shares were sold was $3,533.50 and the lowest price at which shares were sold was $3,533.05.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. The highest price at which shares were sold was $3,535.17 and the lowest price at which shares were sold was $3,534.22.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price. The highest price at which shares were sold was $3,536.43 and the lowest price at which shares were sold was $3,535.91.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sale price. The highest price at which shares were sold was $3,537.10 and the lowest price at which shares were sold was $3,537.02.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.