Zapolsky David's Form 4 filing
Amazon Com Inc (AMZN) · filed Nov 17, 2021
- Accession no.
- 0001127602-21-029497
- Filed
- Nov 17, 2021
- Trade date
- Nov 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.87M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zapolsky DavidCIK 0001557979 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +1,060 | $0.00 | $0 | 4,483 | Direct | |
| Nov 15, 2021 | Common Stock, par value $.01 per share | SSaleDisposed | −954 | $3,537.00 | −$3,374,298 | 3,529 | Direct | |
| Nov 17, 2021 | Common Stock, par value $.01 per share | SSaleDisposed | −139 | $3,564.72 | −$495,496.08 | 3,390 | Direct | |
| Nov 17, 2021 | Common Stock, par value $.01 per share | GGiftDisposed | −29 | $0.00 | $0 | 3,361 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −1,060 | $0.00 | $0 | 1,060 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.