Kunkle Lisa K.'s Form 4 filing
Avient Corp (AVNT) · filed Nov 17, 2021
- Accession no.
- 0001127602-21-029442
- Filed
- Nov 17, 2021
- Trade date
- Nov 15-16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $689.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kunkle Lisa K.CIK 0001632842 | Officer (SVP Gnrl Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +10,400 | $23.08 | +$240,032 | 80,010 | Direct | |
| Nov 15, 2021 | Common Stock | DReturned to the companyDisposed | −5,984 | $59.58 | −$356,526.72 | 74,026 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +7,100 | $35.07 | +$248,997 | 81,126 | Direct | |
| Nov 15, 2021 | Common Stock | DReturned to the companyDisposed | −5,476 | $59.58 | −$326,260.08 | 75,650 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +8,500 | $38.27 | +$325,295 | 84,150 | Direct | |
| Nov 15, 2021 | Common Stock | DReturned to the companyDisposed | −6,809 | $59.58 | −$405,680.22 | 77,341 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +11,500 | $24.98 | +$287,270 | 88,841 | Direct | |
| Nov 15, 2021 | Common Stock | DReturned to the companyDisposed | −7,784 | $59.58 | −$463,770.72 | 81,057 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −11,447 | $60.22F1 | −$689,338.34 | 69,610 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −10,400 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −7,100 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −8,500 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −11,500 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sale price is a weighted average for the sale transactions. The sales prices range from a low of $59.44 per share to a high of $60.84. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, Avient Corporation or a security holder of Avient Corporation.
Referenced by the price of 1 transaction in Table I.