Collis Steven H's Form 4 filing
Cencora, Inc. (COR) · filed Nov 12, 2021
- Accession no.
- 0001127602-21-028992
- Filed
- Nov 12, 2021
- Trade date
- Nov 9-10, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $3.04M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Collis Steven HCIK 0001191508 | Director, Officer (Chairman, President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +12,784 | $98.24 | +$1,255,900.16 | 197,363 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +11,480 | $75.61 | +$868,002.8 | 208,843 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −24,264 | $125.33 | −$3,041,007.12 | 184,579 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +12,718 | –F1 | – | 197,297 | Direct | |
| Nov 10, 2021 | Common Stock | FTax withholdingDisposed | −5,530 | $125.68 | −$695,010.4 | 191,767 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −11,480 | $0.00 | $0 | 172,200 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −12,784 | $0.00 | $0 | 38,351 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −12,718 | $0.00 | $0 | 25,437 | Direct | |
| Nov 10, 2021 | Common Stock | AGrant or awardAcquired | +35,806 | –F5 | – | 35,806 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023.
Referenced by the price of 1 transaction in Table I.
- F5
Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024.
Referenced by the price of 1 transaction in Table II.