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Helms Lloyd W Jr's Form 4 filing

EOG Resources Inc (EOG) · filed Nov 12, 2021

Accession no.
0001127602-21-028921
Filed
Nov 12, 2021
Trade date
Nov 10, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $140.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Helms Lloyd W JrCIK 0001576182Officer (President & COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 10, 2021Common StockMOption exerciseAcquired+3,200$69.43+$222,176129,997.29Direct
Nov 10, 2021Common StockDReturned to the companyDisposed−2,327$95.48−$222,181.96127,670.29Direct
Nov 10, 2021Common StockFTax withholdingDisposed−344$95.48−$32,845.12127,326.29Direct
Nov 10, 2021Common StockMOption exerciseAcquired+3,000$75.09+$225,270130,326.29Direct
Nov 10, 2021Common StockDReturned to the companyDisposed−2,360$95.48−$225,332.8127,966.29Direct
Nov 10, 2021Common StockFTax withholdingDisposed−252$95.48−$24,060.96127,714.29Direct
Nov 10, 2021Common StockMOption exerciseAcquired+1,500$37.44+$56,160129,214.29Direct
Nov 10, 2021Common StockDReturned to the companyDisposed−589$95.48−$56,237.72128,625.29Direct
Nov 10, 2021Common StockFTax withholdingDisposed−358$95.48−$34,181.84128,267.29Direct
Nov 10, 2021Common StockSSaleDisposed−1,470$95.55−$140,458.5126,797.29Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 10, 2021Common StockMOption exerciseDisposed−3,200$0.00$09,625Direct
Nov 10, 2021Common StockMOption exerciseDisposed−3,000$0.00$015,108Direct
Nov 10, 2021Common StockMOption exerciseDisposed−1,500$0.00$016,608Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)