Yuen Aiken's Form 4 filing
Yum China Holdings, Inc. (YUMC) · filed Nov 12, 2021
- Accession no.
- 0001127602-21-028865
- Filed
- Nov 12, 2021
- Trade date
- Nov 10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $81.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yuen AikenCIK 0001725089 | Officer (Chief People Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +2,290 | $19.46 | +$44,563.4 | 5,948 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −1,480 | $54.99 | −$81,385.2 | 4,468 | Direct | |
| Nov 10, 2021 | Common Stock | DReturned to the companyDisposed | −810 | $55.08 | −$44,614.8 | 3,658 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −2,290 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.