Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Nov 10, 2021
- Accession no.
- 0001127602-21-028819
- Filed
- Nov 10, 2021
- Trade date
- Nov 8-10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $616.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | GGiftDisposed | −4,980 | –F1 | – | 651,549 | Indirect | |
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +3,083 | $53.42 | +$164,693.86 | 3,213 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −3,083 | $200.00 | −$616,600 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −3,083 | $0.00 | $0 | 46,239 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Bona fide gift of shares to trusts for the benefit of the reporting person's children, over which the reporting person retains investment and voting authority.
Referenced by the price of 1 transaction in Table I.