Rojo Luis's Form 4 filing
Stepan Co (SCL) · filed Nov 9, 2021
- Accession no.
- 0001127602-21-028686
- Filed
- Nov 9, 2021
- Trade date
- Nov 5-8, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 3 derivative transactions. Open-market sales total $253.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rojo LuisCIK 0001738439 | Officer (VP & Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +2,000 | $70.86 | +$141,720 | 4,210 | Direct | |
| Nov 5, 2021 | Common Stock | DReturned to the companyDisposed | −1,135 | $124.95 | −$141,818.25 | 3,075 | Direct | |
| Nov 5, 2021 | Common Stock | FTax withholdingDisposed | −254 | $124.95 | −$31,737.3 | 2,821 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +1,000 | $70.86 | +$70,860 | 3,821 | Direct | |
| Nov 5, 2021 | Common Stock | DReturned to the companyDisposed | −552 | $128.35 | −$70,849.2 | 3,269 | Direct | |
| Nov 5, 2021 | Common Stock | FTax withholdingDisposed | −132 | $128.35 | −$16,942.2 | 3,137 | Direct | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −800 | $125.02 | −$100,016 | 2,337 | Direct | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −300 | $125.88 | −$37,764 | 2,037 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +1,000 | $70.86 | +$70,860 | 3,037 | Direct | |
| Nov 8, 2021 | Common Stock | DReturned to the companyDisposed | −553 | $128.22 | −$70,905.66 | 2,484 | Direct | |
| Nov 8, 2021 | Common Stock | FTax withholdingDisposed | −131 | $128.22 | −$16,796.82 | 2,353 | Direct | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −900 | $128.15 | −$115,335 | 1,453 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 7,221 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 6,221 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 5,221 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.