Skip to main content

Brown Kevin Kennedy's Form 4 filing

Sleep Number Corp (SNBRQ) · filed Nov 5, 2021

Accession no.
0001127602-21-028490
Filed
Nov 5, 2021
Trade date
Nov 3-5, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.45M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Brown Kevin KennedyCIK 0001596057Officer (EVP and CMO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 3, 2021Common StockGGiftDisposed−548$0.00$032,719Direct
Nov 5, 2021Common StockMOption exerciseAcquired+7,935$23.61+$187,345.3540,654Direct
Nov 5, 2021Common StockSSaleDisposed−7,935$89.79−$712,483.6532,719Direct
Nov 5, 2021Common StockMOption exerciseAcquired+8,255$18.81+$155,276.5540,974Direct
Nov 5, 2021Common StockSSaleDisposed−8,255$89.79−$741,216.4532,719Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 5, 2021Common StockMOption exerciseDisposed−7,935$0.00$00Direct
Nov 5, 2021Common StockMOption exerciseDisposed−8,255$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)