Kemper J Mariner's Form 4 filing
Umb Financial Corp (UMBF) · filed Nov 5, 2021
- Accession no.
- 0001127602-21-028464
- Filed
- Nov 5, 2021
- Trade date
- Nov 3, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $69.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kemper J MarinerCIK 0001229109 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2021 | Common Stock | SSaleDisposed | −8 | $102.46 | −$819.68 | 199,255.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $102.57 | −$10,257 | 199,155.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $102.58 | −$10,258 | 199,055.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $102.59 | −$10,259 | 198,955.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −165 | $102.62 | −$16,932.3 | 198,790.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −200 | $102.66 | −$20,532 | 198,590.87 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.