Kemper J Mariner's Form 4 filing
Umb Financial Corp (UMBF) · filed Nov 5, 2021
- Accession no.
- 0001127602-21-028462
- Filed
- Nov 5, 2021
- Trade date
- Nov 3, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 22 non-derivative transactions and 1 derivative transaction. Open-market sales total $268.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kemper J MarinerCIK 0001229109 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2021 | Common Stock | MOption exerciseAcquired | +3,308 | $51.42 | +$170,097.36 | 201,898.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −145 | $100.46 | −$14,566.7 | 201,753.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $100.56 | −$10,056 | 201,653.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $100.84 | −$10,084 | 201,553.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $101.17 | −$10,117 | 201,453.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $101.22 | −$10,122 | 201,353.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −200 | $101.23 | −$20,246 | 201,153.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $101.36 | −$10,136 | 201,053.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $101.37 | −$10,137 | 200,953.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $101.59 | −$10,159 | 200,853.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $101.71 | −$10,171 | 200,753.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $101.81 | −$10,181 | 200,653.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $101.82 | −$10,182 | 200,553.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $101.90 | −$10,190 | 200,453.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $101.94 | −$10,194 | 200,353.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $102.17 | −$10,217 | 200,253.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $102.18 | −$10,218 | 200,153.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −200 | $102.40 | −$20,480 | 199,953.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −200 | $102.41 | −$20,482 | 199,753.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $102.42 | −$10,242 | 199,653.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −100 | $102.43 | −$10,243 | 199,553.87 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −290 | $102.44 | −$29,707.6 | 199,263.87 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2021 | Common Stock | MOption exerciseDisposed | −3,308 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.