Rodgers Steven Ralph's Form 4 filing
Intel Corp (INTC) · filed Nov 3, 2021
- Accession no.
- 0001127602-21-028354
- Filed
- Nov 3, 2021
- Trade date
- Nov 1-2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $147.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rodgers Steven RalphCIK 0001741659 | Officer (EVP General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +1,933 | –F1 | – | 105,320 | Direct | |
| Nov 1, 2021 | Common Stock | FTax withholdingDisposed | −959 | $49.30 | −$47,278.7 | 104,361 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +1,728 | –F1 | – | 106,089 | Direct | |
| Nov 1, 2021 | Common Stock | FTax withholdingDisposed | −857 | $49.30 | −$42,250.1 | 105,232 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +2,236 | –F1 | – | 107,468 | Direct | |
| Nov 1, 2021 | Common Stock | FTax withholdingDisposed | −1,109 | $49.30 | −$54,673.7 | 106,359 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −2,972 | $49.63 | −$147,500.36 | 103,387 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −1,933 | –F1 | – | 17,389 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −1,728 | –F1 | – | 8,642 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −2,236 | –F1 | – | 2,236 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel Corporation (the "Company") common stock.
Referenced by the price of 3 transactions in Table I and 3 transactions in Table II.