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Bezos Jeffrey P's Form 4 filing

Amazon Com Inc (AMZN) · filed Nov 3, 2021

Accession no.
0001127602-21-028339
Filed
Nov 3, 2021
Trade date
Nov 2, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 16 non-derivative transactions. Open-market sales total $166.1M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bezos Jeffrey PCIK 0001043298Director, Officer (Executive Chair), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−4,881$3,313.38F2−$16,172,607.7850,578,302Direct
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−9,429$3,314.76F3−$31,254,872.0450,568,873Direct
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−1,486$3,315.10F4−$4,926,238.650,567,387Direct
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−1,061$3,316.75F5−$3,519,071.7550,566,326Direct
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−2,687$3,317.51F6−$8,914,149.3750,563,639Direct
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−3,000$3,318.73F7−$9,956,19050,560,639Direct
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−4,100$3,319.62F8−$13,610,44250,556,539Direct
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−8,115$3,320.78F9−$26,948,129.750,548,424Direct
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−3,423$3,321.88F10−$11,370,795.2450,545,001Direct
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−1,955$3,323.08F11−$6,496,621.450,543,046Direct
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−2,000$3,323.67F12−$6,647,34050,541,046Direct
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−3,039$3,325.23F13−$10,105,373.9750,538,007Direct
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−2,469$3,326.25F14−$8,212,511.2550,535,538Direct
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−800$3,326.84F15−$2,661,47250,534,738Direct
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−700$3,328.36F16−$2,329,85250,534,038Direct
Nov 2, 2021Common Stock, par value $.01 per shareSSaleDisposed−889$3,329.14F17−$2,959,605.4650,533,149Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average sale price. The highest price at which shares were sold was $3,313.88 and the lowest price at which shares were sold was $3,313.00.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average sale price. The highest price at which shares were sold was $3,315.01 and the lowest price at which shares were sold was $3,314.03.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average sale price. The highest price at which shares were sold was $3,316.04 and the lowest price at which shares were sold was $3,315.05.

Referenced by the price of 1 transaction in Table I.

F5

Represents the weighted average sale price. The highest price at which shares were sold was $3,317.01 and the lowest price at which shares were sold was $3,316.05.

Referenced by the price of 1 transaction in Table I.

F6

Represents the weighted average sale price. The highest price at which shares were sold was $3,318.04 and the lowest price at which shares were sold was $3,317.05.

Referenced by the price of 1 transaction in Table I.

F7

Represents the weighted average sale price. The highest price at which shares were sold was $3,318.96 and the lowest price at which shares were sold was $3,318.05.

Referenced by the price of 1 transaction in Table I.

F8

Represents the weighted average sale price. The highest price at which shares were sold was $3,320.04 and the lowest price at which shares were sold was $3,319.06.

Referenced by the price of 1 transaction in Table I.

F9

Represents the weighted average sale price. The highest price at which shares were sold was $3,321.15 and the lowest price at which shares were sold was $3,320.20.

Referenced by the price of 1 transaction in Table I.

F10

Represents the weighted average sale price. The highest price at which shares were sold was $3,322.31 and the lowest price at which shares were sold was $3,321.45.

Referenced by the price of 1 transaction in Table I.

F11

Represents the weighted average sale price. The highest price at which shares were sold was $3,323.38 and the lowest price at which shares were sold was $3,322.46.

Referenced by the price of 1 transaction in Table I.

F12

Represents the weighted average sale price. The highest price at which shares were sold was $3,324.29 and the lowest price at which shares were sold was $3,323.50.

Referenced by the price of 1 transaction in Table I.

F13

Represents the weighted average sale price. The highest price at which shares were sold was $3,325.58 and the lowest price at which shares were sold was $3,324.62.

Referenced by the price of 1 transaction in Table I.

F14

Represents the weighted average sale price. The highest price at which shares were sold was $3,326.69 and the lowest price at which shares were sold was $3,325.72.

Referenced by the price of 1 transaction in Table I.

F15

Represents the weighted average sale price. The highest price at which shares were sold was $3,327.15 and the lowest price at which shares were sold was $3,326.74.

Referenced by the price of 1 transaction in Table I.

F16

Represents the weighted average sale price. The highest price at which shares were sold was $3,328.65 and the lowest price at which shares were sold was $3,327.97.

Referenced by the price of 1 transaction in Table I.

F17

Represents the weighted average sale price. The highest price at which shares were sold was $3,329.15 and the lowest price at which shares were sold was $3,329.13.

Referenced by the price of 1 transaction in Table I.

Remarks

This is one of four Forms 4 filed to report transactions on November 1 and 2, 2021. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read the full filing on SEC EDGAR (opens in a new tab)