Kemper J Mariner's Form 4 filing
Umb Financial Corp (UMBF) · filed Nov 3, 2021
- Accession no.
- 0001127602-21-028335
- Filed
- Nov 3, 2021
- Trade date
- Nov 2, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions. Open-market sales total $438.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kemper J MarinerCIK 0001229109 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | SSaleDisposed | −325 | $100.43 | −$32,639.75 | 200,410.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $100.45 | −$10,045 | 200,310.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $100.46 | −$10,046 | 200,210.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −412 | $100.47 | −$41,393.64 | 199,798.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $100.48 | −$10,048 | 199,698.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −108 | $100.49 | −$10,852.92 | 199,590.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $100.50 | −$10,050 | 199,490.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $100.51 | −$10,051 | 199,390.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $100.52 | −$10,052 | 199,290.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −200 | $100.55 | −$20,110 | 199,090.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −200 | $100.57 | −$20,114 | 198,890.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $100.59 | −$10,059 | 198,790.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $100.65 | −$10,065 | 198,690.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $100.96 | −$10,096 | 198,590.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −2,200 | $101.07 | −$222,354 | 2,010,636 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.