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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Nov 3, 2021

Accession no.
0001127602-21-028334
Filed
Nov 3, 2021
Trade date
Nov 2, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 22 non-derivative transactions. Open-market sales total $544.4K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 2, 2021Common StockSSaleDisposed−383$100.08−$38,330.64205,785.87Direct
Nov 2, 2021Common StockSSaleDisposed−202$100.09−$20,218.18205,583.87Direct
Nov 2, 2021Common StockSSaleDisposed−100$100.10−$10,010205,483.87Direct
Nov 2, 2021Common StockSSaleDisposed−708$100.10−$70,870.8204,775.87Direct
Nov 2, 2021Common StockSSaleDisposed−600$100.11−$60,066204,175.87Direct
Nov 2, 2021Common StockSSaleDisposed−100$100.13−$10,013204,075.87Direct
Nov 2, 2021Common StockSSaleDisposed−100$100.14−$10,014203,975.87Direct
Nov 2, 2021Common StockSSaleDisposed−100$100.14−$10,014203,875.87Direct
Nov 2, 2021Common StockSSaleDisposed−700$100.16−$70,112203,175.87Direct
Nov 2, 2021Common StockSSaleDisposed−100$100.17−$10,017203,075.87Direct
Nov 2, 2021Common StockSSaleDisposed−100$100.17−$10,017202,975.87Direct
Nov 2, 2021Common StockSSaleDisposed−100$100.18−$10,018202,875.87Direct
Nov 2, 2021Common StockSSaleDisposed−200$100.20−$20,040202,675.87Direct
Nov 2, 2021Common StockSSaleDisposed−200$100.27−$20,054202,475.87Direct
Nov 2, 2021Common StockSSaleDisposed−500$100.28−$50,140201,975.87Direct
Nov 2, 2021Common StockSSaleDisposed−320$100.30−$32,096201,655.87Direct
Nov 2, 2021Common StockSSaleDisposed−220$100.33−$22,072.6201,435.87Direct
Nov 2, 2021Common StockSSaleDisposed−100$100.34−$10,034201,335.87Direct
Nov 2, 2021Common StockSSaleDisposed−100$100.35−$10,035201,235.87Direct
Nov 2, 2021Common StockSSaleDisposed−200$100.38−$20,076201,035.87Direct
Nov 2, 2021Common StockSSaleDisposed−200$100.40−$20,080200,835.87Direct
Nov 2, 2021Common StockSSaleDisposed−100$100.43−$10,043200,735.87Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)