Kemper J Mariner's Form 4 filing
Umb Financial Corp (UMBF) · filed Nov 3, 2021
- Accession no.
- 0001127602-21-028330
- Filed
- Nov 3, 2021
- Trade date
- Nov 2, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 22 non-derivative transactions and 1 derivative transaction. Open-market sales total $741.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kemper J MarinerCIK 0001229109 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | MOption exerciseAcquired | +14,961 | $51.42 | +$769,294.62 | 213,551.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $100.67 | −$10,067 | 213,451.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −200 | $101.06 | −$20,212 | 213,251.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $101.15 | −$10,115 | 213,151.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $101.19 | −$10,119 | 213,051.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −252 | $101.24 | −$25,512.48 | 212,799.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $101.28 | −$10,128 | 212,699.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −307 | $101.39 | −$31,126.73 | 212,392.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −300 | $101.48 | −$30,444 | 212,092.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −300 | $101.53 | −$30,459 | 211,792.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −200 | $101.55 | −$20,310 | 211,592.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $101.56 | −$10,156 | 211,492.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $101.58 | −$10,158 | 211,392.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −1,319 | $100.00 | −$131,900 | 210,073.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −400 | $100.01 | −$40,004 | 209,673.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −734 | $100.02 | −$73,414.68 | 208,939.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −1,003 | $100.03 | −$100,330.09 | 207,936.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $100.04 | −$10,004 | 207,836.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −332 | $100.04 | −$33,213.28 | 207,504.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −836 | $100.05 | −$83,641.8 | 206,668.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −200 | $100.06 | −$20,012 | 206,468.87 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −300 | $100.07 | −$30,021 | 206,168.87 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −14,961 | $0.00 | $0 | 3,308 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.