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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Nov 3, 2021

Accession no.
0001127602-21-028328
Filed
Nov 3, 2021
Trade date
Nov 1, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 19 non-derivative transactions. Open-market sales total $442.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2021Common StockSSaleDisposed−100$101.64−$10,164202,837.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$101.65−$20,330202,637.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.66−$10,166202,537.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.67−$10,167202,437.87Direct
Nov 1, 2021Common StockSSaleDisposed−841$101.68−$85,512.88201,596.87Direct
Nov 1, 2021Common StockSSaleDisposed−600$101.69−$61,014200,996.87Direct
Nov 1, 2021Common StockSSaleDisposed−180$101.70−$18,306200,816.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.71−$10,171200,716.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.72−$10,172200,616.87Direct
Nov 1, 2021Common StockSSaleDisposed−91$101.75−$9,259.25200,525.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.84−$10,184200,425.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$101.86−$20,372200,225.87Direct
Nov 1, 2021Common StockSSaleDisposed−400$101.87−$40,748199,825.87Direct
Nov 1, 2021Common StockSSaleDisposed−31$101.89−$3,158.59199,794.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$101.90−$20,380199,594.87Direct
Nov 1, 2021Common StockSSaleDisposed−104$101.92−$10,599.68199,490.87Direct
Nov 1, 2021Common StockSSaleDisposed−300$101.93−$30,579199,190.87Direct
Nov 1, 2021Common StockSSaleDisposed−400$101.94−$40,776198,790.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$101.95−$20,390198,590.87Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)