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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Nov 3, 2021

Accession no.
0001127602-21-028324
Filed
Nov 3, 2021
Trade date
Nov 1, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 21 non-derivative transactions. Open-market sales total $690.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2021Common StockSSaleDisposed−380$101.44−$38,547.2209,360.87Direct
Nov 1, 2021Common StockSSaleDisposed−10$101.45−$1,014.5209,350.87Direct
Nov 1, 2021Common StockSSaleDisposed−10$101.46−$1,014.6209,340.87Direct
Nov 1, 2021Common StockSSaleDisposed−243$101.47−$24,657.21209,097.87Direct
Nov 1, 2021Common StockSSaleDisposed−325$101.48−$32,981208,772.87Direct
Nov 1, 2021Common StockSSaleDisposed−31$101.49−$3,146.19208,741.87Direct
Nov 1, 2021Common StockSSaleDisposed−504$101.50−$51,156208,237.87Direct
Nov 1, 2021Common StockSSaleDisposed−900$101.51−$91,359207,337.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.52−$10,152207,237.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.52−$10,152207,137.87Direct
Nov 1, 2021Common StockSSaleDisposed−269$101.53−$27,311.57206,868.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$101.54−$20,308206,668.87Direct
Nov 1, 2021Common StockSSaleDisposed−631$101.55−$64,078.05206,037.87Direct
Nov 1, 2021Common StockSSaleDisposed−600$101.56−$60,936205,437.87Direct
Nov 1, 2021Common StockSSaleDisposed−500$101.57−$50,785204,937.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$101.58−$20,316204,737.87Direct
Nov 1, 2021Common StockSSaleDisposed−300$101.58−$30,474204,437.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$101.60−$20,320204,237.87Direct
Nov 1, 2021Common StockSSaleDisposed−400$101.61−$40,644203,837.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$101.62−$20,324203,637.87Direct
Nov 1, 2021Common StockSSaleDisposed−700$101.63−$71,141202,937.87Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)