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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Nov 3, 2021

Accession no.
0001127602-21-028323
Filed
Nov 3, 2021
Trade date
Nov 1, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 21 non-derivative transactions. Open-market sales total $813.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2021Common StockSSaleDisposed−100$101.21−$10,121217,666.87Direct
Nov 1, 2021Common StockSSaleDisposed−419$101.22−$42,411.18217,247.87Direct
Nov 1, 2021Common StockSSaleDisposed−251$101.23−$25,408.73216,996.87Direct
Nov 1, 2021Common StockSSaleDisposed−630$101.24−$63,781.2216,366.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.25−$10,125216,266.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$101.27−$20,254216,066.87Direct
Nov 1, 2021Common StockSSaleDisposed−332$101.28−$33,624.96215,734.87Direct
Nov 1, 2021Common StockSSaleDisposed−600$101.29−$60,774215,134.87Direct
Nov 1, 2021Common StockSSaleDisposed−300$101.30−$30,390214,834.87Direct
Nov 1, 2021Common StockSSaleDisposed−400$101.31−$40,524214,434.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.32−$10,132214,334.87Direct
Nov 1, 2021Common StockSSaleDisposed−105$101.32−$10,638.6214,229.87Direct
Nov 1, 2021Common StockSSaleDisposed−543$101.33−$55,022.19213,686.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$101.34−$20,268213,486.87Direct
Nov 1, 2021Common StockSSaleDisposed−800$101.37−$81,096212,686.87Direct
Nov 1, 2021Common StockSSaleDisposed−400$101.38−$40,552212,286.87Direct
Nov 1, 2021Common StockSSaleDisposed−300$101.39−$30,417211,986.87Direct
Nov 1, 2021Common StockSSaleDisposed−944$101.40−$95,721.6211,042.87Direct
Nov 1, 2021Common StockSSaleDisposed−400$101.41−$40,564210,642.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$101.42−$20,284210,442.87Direct
Nov 1, 2021Common StockSSaleDisposed−702$101.43−$71,203.86209,740.87Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)