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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Nov 3, 2021

Accession no.
0001127602-21-028321
Filed
Nov 3, 2021
Trade date
Nov 1, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 21 non-derivative transactions. Open-market sales total $341.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2021Common StockSSaleDisposed−400$100.78−$40,312220,741.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$100.79−$10,079220,641.87Direct
Nov 1, 2021Common StockSSaleDisposed−16$100.81−$1,612.96220,625.87Direct
Nov 1, 2021Common StockSSaleDisposed−204$100.83−$20,569.32220,421.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$100.93−$20,186220,221.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$100.96−$10,096220,121.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$100.98−$10,098220,021.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.03−$10,103219,921.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$101.04−$20,208219,721.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.05−$10,105219,621.87Direct
Nov 1, 2021Common StockSSaleDisposed−400$101.06−$40,424219,221.87Direct
Nov 1, 2021Common StockSSaleDisposed−255$101.07−$25,772.85218,966.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.08−$10,108218,866.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.11−$10,111218,766.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$101.13−$20,226218,566.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.15−$10,115218,466.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.16−$10,116218,366.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$101.17−$20,234218,166.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.18−$10,118218,066.87Direct
Nov 1, 2021Common StockSSaleDisposed−200$101.19−$20,238217,866.87Direct
Nov 1, 2021Common StockSSaleDisposed−100$101.20−$10,120217,766.87Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)