Kemper J Mariner's Form 4 filing
Umb Financial Corp (UMBF) · filed Nov 3, 2021
- Accession no.
- 0001127602-21-028317
- Filed
- Nov 3, 2021
- Trade date
- Nov 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 21 non-derivative transactions and 1 derivative transaction. Open-market sales total $312.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kemper J MarinerCIK 0001229109 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +25,664 | $51.42 | +$1,319,642.88 | 224,254.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −200 | $100.02 | −$20,004 | 224,054.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −100 | $100.13 | −$10,013 | 223,954.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −100 | $100.21 | −$10,021 | 223,854.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −300 | $100.29 | −$30,087 | 223,554.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −233 | $100.34 | −$23,379.22 | 223,321.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −100 | $100.36 | −$10,036 | 223,221.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −100 | $100.40 | −$10,040 | 223,121.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −200 | $100.41 | −$20,082 | 222,921.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −300 | $100.50 | −$30,150 | 222,621.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −100 | $100.51 | −$10,051 | 222,521.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −100 | $100.53 | −$10,053 | 222,421.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −100 | $100.55 | −$10,055 | 222,321.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −100 | $100.56 | −$10,056 | 222,221.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −200 | $100.61 | −$20,122 | 222,021.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −200 | $100.63 | −$20,126 | 221,821.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −100 | $100.69 | −$10,069 | 221,721.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −200 | $100.72 | −$20,144 | 221,521.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −100 | $100.73 | −$10,073 | 221,421.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −200 | $100.76 | −$20,152 | 221,221.87 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −80 | $100.77 | −$8,061.6 | 221,141.87 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −25,664 | $0.00 | $0 | 18,269 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.