Williamson Stephen's Form 4 filing
Thermo Fisher Scientific Inc. (TMO) · filed Nov 3, 2021
- Accession no.
- 0001127602-21-028290
- Filed
- Nov 3, 2021
- Trade date
- Nov 2, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $14.4M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Williamson StephenCIK 0001648929 | Officer (Sr. VP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | MOption exerciseAcquired | +22,550 | $129.77 | +$2,926,313.5 | 62,771 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −300 | $633.26 | −$189,978 | 62,471 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −400 | $634.42 | −$253,768 | 62,071 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −3,717 | $635.73 | −$2,363,008.41 | 58,354 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −4,085 | $636.73 | −$2,601,042.05 | 54,269 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −3,645 | $637.87 | −$2,325,036.15 | 50,624 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −4,760 | $638.97 | −$3,041,497.2 | 45,864 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −3,159 | $639.98 | −$2,021,696.82 | 42,705 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −1,684 | $640.92 | −$1,079,309.28 | 41,021 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −700 | $642.03 | −$449,421 | 40,321 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $642.88 | −$64,288 | 40,221 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −22,550 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.