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Polk Dennis's Form 4 filing

TD Synnex Corp (SNX) · filed Nov 3, 2021

Accession no.
0001127602-21-028233
Filed
Nov 3, 2021
Trade date
Nov 1, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 29 non-derivative transactions and 1 derivative transaction. Open-market sales total $293.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Polk DennisCIK 0001270710Director, Officer (Executive Chair)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2021Common StockMOption exerciseAcquired+4,000$32.18+$128,720145,670Direct
Nov 1, 2021Common StockSSaleDisposed−2$109.18−$218.36145,668Direct
Nov 1, 2021Common StockSSaleDisposed−98$109.17−$10,698.66145,570Direct
Nov 1, 2021Common StockSSaleDisposed−100$109.13−$10,913145,470Direct
Nov 1, 2021Common StockSSaleDisposed−100$109.12−$10,912145,370Direct
Nov 1, 2021Common StockSSaleDisposed−100$109.11−$10,911145,270Direct
Nov 1, 2021Common StockSSaleDisposed−100$109.10−$10,910145,170Direct
Nov 1, 2021Common StockSSaleDisposed−100$109.09−$10,909145,070Direct
Nov 1, 2021Common StockSSaleDisposed−100$109.08−$10,908144,970Direct
Nov 1, 2021Common StockSSaleDisposed−100$109.02−$10,902144,870Direct
Nov 1, 2021Common StockSSaleDisposed−100$108.98−$10,898144,770Direct
Nov 1, 2021Common StockSSaleDisposed−100$108.98−$10,898144,670Direct
Nov 1, 2021Common StockSSaleDisposed−100$108.81−$10,881144,570Direct
Nov 1, 2021Common StockSSaleDisposed−94$108.67−$10,214.98144,476Direct
Nov 1, 2021Common StockSSaleDisposed−6$108.66−$651.96144,470Direct
Nov 1, 2021Common StockSSaleDisposed−100$108.49−$10,849144,370Direct
Nov 1, 2021Common StockSSaleDisposed−100$108.43−$10,843144,270Direct
Nov 1, 2021Common StockSSaleDisposed−100$108.40−$10,840144,170Direct
Nov 1, 2021Common StockSSaleDisposed−100$108.39−$10,839144,070Direct
Nov 1, 2021Common StockSSaleDisposed−200$108.38−$21,676143,870Direct
Nov 1, 2021Common StockSSaleDisposed−100$108.31−$10,831143,770Direct
Nov 1, 2021Common StockSSaleDisposed−100$108.24−$10,824143,670Direct
Nov 1, 2021Common StockSSaleDisposed−100$108.22−$10,822143,570Direct
Nov 1, 2021Common StockSSaleDisposed−100$108.21−$10,821143,470Direct
Nov 1, 2021Common StockSSaleDisposed−100$108.20−$10,820143,370Direct
Nov 1, 2021Common StockSSaleDisposed−100$108.10−$10,810143,270Direct
Nov 1, 2021Common StockSSaleDisposed−100$108.08−$10,808143,170Direct
Nov 1, 2021Common StockSSaleDisposed−100$108.03−$10,803143,070Direct
Nov 1, 2021Common StockSSaleDisposed−100$107.92−$10,792142,970Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 1, 2021Common StockMOption exerciseDisposed−4,000$0.00$010,098Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)