Russell Douglas K's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Nov 2, 2021
- Accession no.
- 0001127602-21-028069
- Filed
- Nov 2, 2021
- Trade date
- Nov 1, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.38M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Russell Douglas KCIK 0001224084 | Officer (SVP, Corp Contr & Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +7,372 | $78.65 | +$579,807.8 | 24,911.7 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −7,372 | $162.00 | −$1,194,264 | 17,539.7 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +7,317 | $80.35 | +$587,920.95 | 24,856.7 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −7,317 | $162.00 | −$1,185,354 | 17,539.7 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −7,372 | $0.00 | $0 | 0 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −7,317 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.