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Fink Laurence's Form 4 filing

BlackRock, Inc. (BLK) · filed Oct 27, 2021

Accession no.
0001127602-21-027708
Filed
Oct 27, 2021
Trade date
Oct 25-26, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 8 non-derivative transactions. Open-market sales total $25.3M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fink LaurenceCIK 0001059245Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 25, 2021Shares Of Common Stock (par Value $0.01 Per Share)SSaleDisposed−15,977$925.05F1−$14,779,523.85622,794Direct
Oct 25, 2021Shares Of Common Stock (par Value $0.01 Per Share)SSaleDisposed−2,866$926.54F3−$2,655,463.64619,928Direct
Oct 25, 2021Shares Of Common Stock (par Value $0.01 Per Share)SSaleDisposed−2,304$927.59F4−$2,137,167.36617,624Direct
Oct 25, 2021Shares Of Common Stock (par Value $0.01 Per Share)SSaleDisposed−1,000$928.55F5−$928,550616,624Direct
Oct 25, 2021Shares Of Common Stock (par Value $0.01 Per Share)SSaleDisposed−100$929.18−$92,918616,524Direct
Oct 25, 2021Shares Of Common Stock (par Value $0.01 Per Share)GGiftDisposed−5,435$0.00$0611,089Direct
Oct 26, 2021Shares Of Common Stock (par Value $0.01 Per Share)SSaleDisposed−2,500$937.40F6−$2,343,500608,589Direct
Oct 26, 2021Shares Of Common Stock (par Value $0.01 Per Share)SSaleDisposed−2,500$935.31F7−$2,338,275606,089Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $925.0 to $925.98. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $926.07 to $927.03. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $927.085 to $927.94. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $928.10 to $928.96. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $937.40 to $937.575. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $935.30 to $935.64. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)