Shannon Patrick S's Form 4 filing
Allegion plc (ALLE) · filed Oct 27, 2021
- Accession no.
- 0001127602-21-027693
- Filed
- Oct 27, 2021
- Trade date
- Oct 25-26, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.63M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shannon Patrick SCIK 0001589049 | Officer (Sr. VP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2021 | Ordinary Shares | MOption exerciseAcquired | +3,826 | $54.13 | +$207,101.38 | 71,995.65 | Direct | |
| Oct 25, 2021 | Ordinary Shares | SSaleDisposed | −3,826 | $131.50F1 | −$503,119 | 68,169.65 | Direct | |
| Oct 26, 2021 | Ordinary Shares | MOption exerciseAcquired | +5,760 | $54.13 | +$311,788.8 | 73,929.65 | Direct | |
| Oct 26, 2021 | Ordinary Shares | MOption exerciseAcquired | +10,487 | $57.85 | +$606,672.95 | 84,416.65 | Direct | |
| Oct 26, 2021 | Ordinary Shares | SSaleDisposed | −16,247 | $131.19F2 | −$2,131,443.93 | 68,169.65 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2021 | Ordinary Shares | MOption exerciseDisposed | −3,826 | $0.00 | $0 | 5,760 | Direct | |
| Oct 26, 2021 | Ordinary Shares | MOption exerciseDisposed | −5,760 | $0.00 | $0 | 0 | Direct | |
| Oct 26, 2021 | Ordinary Shares | MOption exerciseDisposed | −10,487 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple sales ranging from $131.255 to $131.55 per share, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple sales ranging from $131.00 to $131.73 per share, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.