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Dymbort Jason E.'s Form 4 filing

First Solar, Inc. (FSLR) · filed Oct 20, 2021

Accession no.
0001127602-21-027390
Filed
Oct 20, 2021
Trade date
Oct 18-19, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $117.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dymbort Jason E.CIK 0001645454Officer (General Counsel)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 18, 2021Common StockMOption exerciseAcquired+1,790$0.00$04,173Direct
Oct 18, 2021Common StockFTax withholdingDisposed−670$105.11−$70,423.73,503Direct
Oct 19, 2021Common StockSSaleDisposed−1,120$104.80−$117,3762,383Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 18, 2021Common StockMOption exerciseDisposed−1,790$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)