Bluedorn Todd M's Form 4 filing
Lennox International Inc (LII) · filed Oct 14, 2021
- Accession no.
- 0001127602-21-027078
- Filed
- Oct 14, 2021
- Trade date
- Oct 12-13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 19 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.41M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bluedorn Todd MCIK 0001395277 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 12, 2021 | Common Stock, Par Value $0.01 Per Share | MOption exerciseAcquired | +4,783 | $0.00 | $0 | 59,109 | Direct | |
| Oct 12, 2021 | Common Stock, Par Value $0.01 Per Share | MOption exerciseAcquired | +2,452 | $0.00 | $0 | 61,561 | Direct | |
| Oct 12, 2021 | Common Stock, Par Value $0.01 Per Share | MOption exerciseAcquired | +549 | $0.00 | $0 | 62,110 | Direct | |
| Oct 12, 2021 | Common Stock, Par Value $0.01 Per Share | FTax withholdingDisposed | −1,882 | $296.04 | −$557,147.28 | 60,228 | Direct | |
| Oct 12, 2021 | Common Stock, Par Value $0.01 Per Share | FTax withholdingDisposed | −965 | $296.04 | −$285,678.6 | 59,263 | Direct | |
| Oct 12, 2021 | Common Stock, Par Value $0.01 Per Share | FTax withholdingDisposed | −216 | $296.04 | −$63,944.64 | 59,047 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −740 | $297.19F2 | −$219,920.6 | 58,307 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −88 | $298.81F3 | −$26,295.28 | 58,219 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −558 | $300.35F4 | −$167,595.3 | 57,661 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −101 | $301.18F5 | −$30,419.18 | 57,560 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −150 | $297.21F6 | −$44,581.5 | 57,410 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −40 | $298.41F7 | −$11,936.4 | 57,370 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −54 | $299.78F8 | −$16,188.12 | 57,316 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −80 | $300.62F9 | −$24,049.6 | 57,236 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −9 | $301.30 | −$2,711.7 | 57,227 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −1,175 | $297.27F10 | −$349,292.25 | 56,052 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −400 | $298.43F11 | −$119,372 | 55,652 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −802 | $299.87F12 | −$240,495.74 | 54,850 | Direct | |
| Oct 13, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −524 | $300.88F13 | −$157,661.12 | 54,326 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 12, 2021 | Common Stock, Par Value $0.01 Per Share | MOption exerciseDisposed | −8,921 | $0.00 | $0 | 8,921 | Direct | |
| Oct 12, 2021 | Common Stock, Par Value $0.01 Per Share | MOption exerciseDisposed | −15,649 | $0.00 | $0 | 0 | Direct | |
| Oct 12, 2021 | Common Stock, Par Value $0.01 Per Share | MOption exerciseDisposed | −4,174 | $0.00 | $0 | 16,699 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects a weighted average sale price of $297.194 at prices ranging from $296.76 to $297.59 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects a weighted average sale price of $298.810 at prices ranging from 298.80 to $298.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $300.349 at prices ranging from $299.92 to $300.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects a weighted average sale price of $301.182 at prices ranging from $301.15 to $301.19 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects a weighted average sale price of $297.208 at prices ranging from $296.85 to $297.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects a weighted average sale price of $298.410 at prices ranging from $298.02 to $298.80 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Reflects a weighted average sale price of $299.783 at prices ranging from $299.20 to $300.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Reflects a weighted average sale price of $300.619 at prices ranging from $300.20 to $301.03 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Reflects a weighted average sale price of $297.273 at pricing ranging from $296.85 to $297.81 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Reflects a weighted average sale price of $298.432 at prices ranging from $298.03 to $298.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Reflects a weighted average sale price of $299.867 at prices ranging from $299.34 to $300.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Reflects a weighted average sale price of $300.88 at prices ranging from $300.50 to $301.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.