Kemper J Mariner's Form 4 filing
Umb Financial Corp (UMBF) · filed Oct 6, 2021
- Accession no.
- 0001127602-21-026767
- Filed
- Oct 6, 2021
- Trade date
- Oct 4, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $219.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kemper J MarinerCIK 0001229109 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2021 | Common Stock | SSaleDisposed | −100 | $99.91 | −$9,991 | 2,014,936 | Indirect | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −900 | $99.90 | −$89,910 | 2,014,036 | Indirect | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −694 | $100.00 | −$69,400 | 2,013,342 | Indirect | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −200 | $100.01 | −$20,002 | 2,013,142 | Indirect | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −100 | $100.02 | −$10,002 | 2,013,042 | Indirect | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −200 | $99.93 | −$19,986 | 2,012,842 | Indirect | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −6 | $100.04 | −$600.24 | 2,012,836 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.