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Polk Dennis's Form 4 filing

TD Synnex Corp (SNX) · filed Oct 5, 2021

Accession no.
0001127602-21-026619
Filed
Oct 5, 2021
Trade date
Oct 1, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 30 non-derivative transactions and 2 derivative transactions. Open-market sales total $298.5K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Polk DennisCIK 0001270710Director, Officer (Executive Chair)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 1, 2021Common StockMOption exerciseAcquired+2,584$31.63+$81,731.92127,743Direct
Oct 1, 2021Common StockMOption exerciseAcquired+1,416$32.18+$45,566.88129,159Direct
Oct 1, 2021Common StockSSaleDisposed−200$107.31−$21,462128,959Direct
Oct 1, 2021Common StockSSaleDisposed−100$107.22−$10,722128,859Direct
Oct 1, 2021Common StockSSaleDisposed−100$107.20−$10,720128,759Direct
Oct 1, 2021Common StockSSaleDisposed−50$107.12−$5,356128,709Direct
Oct 1, 2021Common StockSSaleDisposed−1$107.10−$107.1128,708Direct
Oct 1, 2021Common StockSSaleDisposed−49$107.08−$5,246.92128,659Direct
Oct 1, 2021Common StockSSaleDisposed−100$107.05−$10,705128,559Direct
Oct 1, 2021Common StockSSaleDisposed−100$107.02−$10,702128,459Direct
Oct 1, 2021Common StockSSaleDisposed−100$106.96−$10,696128,359Direct
Oct 1, 2021Common StockSSaleDisposed−100$106.82−$10,682128,259Direct
Oct 1, 2021Common StockSSaleDisposed−100$106.77−$10,677128,159Direct
Oct 1, 2021Common StockSSaleDisposed−100$106.75−$10,675128,059Direct
Oct 1, 2021Common StockSSaleDisposed−100$106.74−$10,674127,959Direct
Oct 1, 2021Common StockSSaleDisposed−100$106.67−$10,667127,859Direct
Oct 1, 2021Common StockSSaleDisposed−100$106.65−$10,665127,759Direct
Oct 1, 2021Common StockSSaleDisposed−100$106.62−$10,662127,659Direct
Oct 1, 2021Common StockSSaleDisposed−100$106.59−$10,659127,559Direct
Oct 1, 2021Common StockSSaleDisposed−100$106.57−$10,657127,459Direct
Oct 1, 2021Common StockSSaleDisposed−200$106.55−$21,310127,259Direct
Oct 1, 2021Common StockSSaleDisposed−100$106.45−$10,645127,159Direct
Oct 1, 2021Common StockSSaleDisposed−100$106.26−$10,626127,059Direct
Oct 1, 2021Common StockSSaleDisposed−100$106.22−$10,622126,959Direct
Oct 1, 2021Common StockSSaleDisposed−100$106.15−$10,615126,859Direct
Oct 1, 2021Common StockSSaleDisposed−100$105.99−$10,599126,759Direct
Oct 1, 2021Common StockSSaleDisposed−100$105.91−$10,591126,659Direct
Oct 1, 2021Common StockSSaleDisposed−100$105.83−$10,583126,559Direct
Oct 1, 2021Common StockSSaleDisposed−100$105.80−$10,580126,459Direct
Oct 1, 2021Common StockSSaleDisposed−100$105.75−$10,575126,359Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 1, 2021Common StockMOption exerciseDisposed−2,584$0.00$00Direct
Oct 1, 2021Common StockMOption exerciseDisposed−1,416$0.00$014,098Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)